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Monday, October 16, 2017
FINRA orders Wells Fargo to pay clients $3.4 million over sales practice issues
NEW YORK (Reuters) - The Financial Industry Regulatory Authority on Monday ordered Wells Fargo & Co.'s clearing services and Wells Fargo Advisors Financial Network to pay customers $3.4 million in restitution for sales practice issues related to unsuitable recommendations of certain investment products....(read more)
from Around The Web http://ift.tt/2xILbeZ
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from Around The Web http://ift.tt/2xILbeZ
via IFTTT
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